Finance » Internal Audit
Self-assessment questionnaire. Full text of an internal audit guide used by a major university. Information on risk assessment and internal control design. Issues and answers to risk control. Outsourcing, chief auditing executive checklist, whistleblowing, etc.
Adverse Report - A Checklist for the Audit Committee [6137] 
Steps the audit committee should take if faced with this situation
Steps the audit committee should take if faced with this situation
Articles on Internal Auditing & Fraud Investigation [6131]
Series of articles on internal auditing and fraud investigation
Series of articles on internal auditing and fraud investigation
Auditors and Risk Management [23862]
What auditors believe, how they work, where their weaknesses are, and what they contribute
What auditors believe, how they work, where their weaknesses are, and what they contribute
Control Self Assessment Questionnaire [27939]
Assigns points for each answer to determine the strength of key components of the internal control environment
Assigns points for each answer to determine the strength of key components of the internal control environment
Corporate Audit Committee Toolkit [27402]
Resources to assist corporate audit committees in their tasks
Resources to assist corporate audit committees in their tasks
COSO Documents [29264]
Guidance on internal control over financial reporting, enterprise risk management, etc
Guidance on internal control over financial reporting, enterprise risk management, etc
![[xls]](graphics/file_xls.gif){kind=small}
CSA - Control Self-Assessment & Internal Audits [6135]
CSA is a generic term that covers risk self--assessment (RSA), control and risk self-assessment (CRSA)
CSA is a generic term that covers risk self--assessment (RSA), control and risk self-assessment (CRSA)
Guide to Internal Controls ![[pdf]](graphics/file_pdf.gif)
[2841]
Advice for departments on how to review the effectiveness of internal control
[2841] Advice for departments on how to review the effectiveness of internal control
Improving the Audit Function [11881]
Resources on the subject of developing effective audit committee processes
Resources on the subject of developing effective audit committee processes
Internal Audit & NYSE Requirements [27937]
Frequently Asked Questions Issues Arising from the SEC’s Approval of NYSE Listing Standards
Frequently Asked Questions Issues Arising from the SEC’s Approval of NYSE Listing Standards
Internal Controls: Audit Committees [24216]
Sarbanes-Oxley, in Section 404, has sharpened the focus on internal controls
Sarbanes-Oxley, in Section 404, has sharpened the focus on internal controls
Nonprofit Audit Committee Toolkit [27403]
More than 15 documents to assist not for profit audit committees in their tasks
More than 15 documents to assist not for profit audit committees in their tasks
The Institute of Internal Auditors [6132]
Professional association of internal auditors - certification body
Professional association of internal auditors - certification body
Related Categories within rmLibrary
View All Related Categories throughout the Libraries & Directories
Finance / Audit Guides
Full text of bank examiner and financial audit guides
Risk Mgt / Fraud
Insurance fraud, lawyer fraud, red flags, etc.
Security / Employee Theft
Employee dishonesty insurance and risk management
Please report broken links by referencing the [number in brackets in grey].
Calculators
